Axos Bank

Alternative Investment Associate

Job Locations US-NE-Omaha
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Job ID
Job Type
Regular Full-Time


Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX). 


We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   


Learn more about working here!

The Role

This entry level position is a great opportunity for someone who has some understanding of financial markets and alternative investments.

  • Analyze multiple types of legal documents pertinent to Alternative Investments
  • Processing Subscription, Transfer, Redemption, Dividend, Corporate Actions, Pricing, and other Maintenance related items with respects to Alternative Investments
  • Perform consistent quality reconciliation to ensure accurate books and records
  • Communicate in a professional and friendly manner with Issuer and Transfer Agents of Alternative Investments
  • Communicate in a professional and friendly manner with business partners across the organization and across the financial industry
  • Capitalize on honest open communications regarding opportunities for improvement for functions of the department
  • Maintain a high regulatory compliance environment
  • Provide Correspondents with timely, accurate, and professional responses to inquiries and requests
  • Providing Customer Services via Phone and E-mail to Internal and External Clients
  • Any and all other tasks assigned

Are You A Fit?

  • Working knowledge of financial market operations
  • Understanding of basic attributes of Alternative Investments
  • Knowledge of Securities Industry Rules and Regulations
  • MS Excel
  • Research and resolution of complex inquiries
  • Strong communication skills
  • Achieves results with accuracy and precision
  • Team oriented philosophy
  • Available for overtime as needed
  • Ability to multi-task with accuracy
  • Ability to apply learned knowledge
  • High School diploma or GED
  • College coursework preferred but not required

Apply directly for consideration as we are not using any outside agencies for any of our openings

Pre-Employment Drug Test:


All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana.  Axos Bank is a federally regulated banking institution.  At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.


Equal Employment Opportunity:


Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.


Job Functions and Work Environment:


While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.


The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.


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