Axos Bank

Vice President, Market Risk Management

Job Locations US-NE-Omaha
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Job ID
2020-3410
Job Type
Regular Full-Time

Description

Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX). 

 

We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

 

Learn more about working here!

 

Primary Responsibilities include:

  • Key leader in the design and mitigation of market and credit risk of client and IBD accounts held at the clearing firm
  • Interface with all correspondents to monitor and mitigate risks associated with each correspondent’s type of business
  • Monitor and mitigate market and credit risk associated with client and IBD accounts
  • Develop Risk Monitoring tools to have more visibility into firm exposure
  • Ensure compliance with Regulatory and SOX requirements
  • Manage the day to day operations of the market and credit risk team, along with updating any policies, procedures, and WSPs relevant to the department. 
  • Assessment of risk associated with clients/IBDs brought to the firm and ensure the Risk Management systems are adequately designed to mitigate any risks associated with the new business

Key Skill Sets or Knowledge Requirements

  • Extensive knowledge of the Brokerage and Clearing business with expertise in Market Risk Management and other Regulatory issues
  • High aptitude to recognize risks to the firm, exposure, and address or take steps to mitigate the identified risks
  • Excellent communications skills, both verbal and written 

Desired Career Experience & Education Requirements

  • Bachelor's degree or equivalent experience
  • FINRA licenses 7, 63, and 24
  • 10+ years' in Brokerage and Clearing, along with proven leadership skills to manage teams remotely and with differing job functions 
  • 5+ years' in Risk Management within the Brokerage or Clearing industry

Preferred: 

  • Risk Management designations 

 

Apply directly for consideration as we are not using any outside agencies for any of our openings

 

Pre-Employment Drug Test:

 

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana.  Axos Bank is a federally regulated banking institution.  At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

 

Equal Employment Opportunity: 

 

Axos Clearing is an equal opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

 

Job Functions & Work Environment:

 

The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

 

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

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