Axos Bank

Treasury Controller

Job Locations US-NE-Omaha
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Job ID
2020-3293
Job Type
Regular Full-Time

Axos

Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX). 

 

We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

 

Learn more about working here!

The Opportunity

Work in a growing company where you have the opportunity to bring your creative ideas in adding efficiency and in the development of a strong team with direct input into senior management

The Role

  • Personnel management activities for direct reports 
  • Formulate and implement treasury policies and procedures and internal controls
  • Ensure treasury activities are in compliance with treasury policies, accounting guidelines, governance policies and internal controls
  • Oversee treasury operations so that sufficient funds are available to meet ongoing regulatory, operational and capital investment requirements
  • Supervise foreign currency transactions
  • Manage banking contacts, utilization of debt facilities, FDIC sweep program
  • Advise senior management on the liquidity aspects of its short and long-range planning
  • Update and maintain the firm WSP documentation for the Treasury
  • Provide support and information as needed for both external and internal audits and exams
  • Promote cross training with the Accounting function
  • Protects organization's value by keeping information confidential
  • Update job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

Are You A Fit?

  • 5+ years' treasury  
  • Management  experience
  • Securities industry 
  • Sound knowledge of FINRA and SEC rules and regulations; particularly 15c3-1 and 15c3-3
  • BETA and OCC computer systems and their application to the Firm’s needs or the ability to quickly achieve proficiency with these systems 
  • Work with a computerized recordkeeping system and experience with windows-based programs 
  • Effective human relations, organizational, and communication skills 
  • Strong analytical, decision-making, oral and written communication, and human relations skills
  • Work well independently
  • Attention to detail

  • Professional in conduct and the fulfillment of the responsibilities of the position

  • Bachelors degree with focus on business, accounting or treasury

 

Preferred:

  • Brokerage operations

Apply directly for consideration as we are not using any outside agencies for any of our openings

Pre-Employment Drug Test:

 

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana.  Axos Bank is a federally regulated banking institution.  At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

 

Equal Employment Opportunity:

 

Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

 

Job Functions and Work Environment:

 

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

 

The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

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