Axos Bank

  • Settlement Associate

    Job Locations US-NE-Omaha
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    Job ID
    2019-3092
    Job Type
    Regular Full-Time
  • Description

    Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX). 

     

    We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

    • Process and controls the settlement of all asset types, transfer of electronic and physical assets relating to client trades, and account transfers
    • Maintains proper daily workflow documentation evidence for regulatory and compliance purposes
    • Satisfies documentation processes to ensure files are easily found, understood and are well maintained
    • Reconciliation of securities out of balances, includes processing of adjusting entries
    • Daily interaction with internal and external clients on settlement related queries

    Key Skill Sets or Knowledge Requirements

    • Experience in transfer of assets function in the Financial Industry
    • Strong Excel skills
    • Ability to multi-task with accuracy and apply learned knowledge
    • Adept at learning new functions
    • Team oriented philosophy
    • Available for overtime as needed

    Desired Career Experience & Education Requirements

    • 3+ years' in financial services or related environment
    • BA Finance or equivalent industry experience
    • Knowledge of broker/dealer operations concepts in any or all areas:  Stock Loan, Stock Record, DTC, Seg. and Trade Lifecycle, FED Settlements, 15c3 & Reg T
    • BETA/Refinitive
    • OW
    • Euroclear

    Apply directly for consideration as we are not using any outside agencies for any of our openings

     

    Equal Employment Opportunity: 

     

    Axos Clearing is an equal opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

     

    Job Functions & Work Environment:

     

    The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

     

    While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

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