Axos Bank

  • Anti-Money Laundering Analyst

    Job Locations US-NE-Omaha
    Job ID
    Job Type
    Regular Full-Time
  • Description

    Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX). 


    We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

    • Investigate customer activity via automated AML system and exception reports
    • Contact and collaborate with introducing broker-dealer personnel to assess DD/CIP information
    • Handle complex cases and prepare suspicious activity reports (SAR)
    • Investigate internal referrals and make recommendations to AML management
    • Review and analyze FINRA, SEC and other government-related requests

    Key Skill Sets or Knowledge Requirements

    • Microsoft Office, Word, Excel
    • Problem-solving; strong written and oral communication skills
    • Interact with peers, management, and other external personnel; drive investigations and arrive at sound decisions
    • Apply learned knowledge
    • Achieve results with accuracy and precision
    • Apply sound analytical thinking
    • Customer centric business philosophy and team oriented
    • Excel at applying technology to business processes
    • Strong work ethic and hands-on approach

    Desired Career Experience & Education Requirements

    • 2+ years of BSA/AML experience
    • Knowledge of BSA, FinCEN, FINRA, SEC or other applicable regulations
    • Bachelor's degree


    • Securities Industry  
    • Series 7  
    • CAMS Certification

    Apply directly for consideration as we are not using any outside agencies for any of our openings


    Equal Employment Opportunity: 


    Axos Clearing is an equal opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.


    Job Functions & Work Environment:


    The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.


    While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.


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