Axos Bank

  • Corporate Actions Technician

    Job Locations US-NE-Omaha
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    Job ID
    2019-2965
    Job Type
    Regular Full-Time
  • Description

    Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX). 

     

    We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

    • Process corporate action events accurately to update the client accounts as dictated by the terms of the event
      • Voluntary corporate actions – Tenders, Mergers, Unit Splits, Conversion of Preferred stock to common, Warrant & rights exercises, Put bonds and death puts
      • Mandatory corporate actions – Name changes, Mergers – Cash & Stock, bond lotteries, reverse splits, Municipal Defeasement, bond/note maturities, Bankruptcy
    • Review DTCC notifications of future corporate action events
    • Respond to phone inquiries
    • Daily reconciliation of suspense accounts

    Key Skill Sets or Knowledge Requirements

    • Must pass FINRA Series 99 or 7 licensing exam within 18 months
    • Achieve results with accuracy and precision
    • Strong excel skills
    • Ability to multi-task with accuracy and apply learned knowledge
    • Adept at learning new functions
    • Team oriented philosophy
    • Available for overtime as needed

    Desired Career Experience & Education Requirements

    • Knowledge of Securities Industry Rules and Regulations
    • Experience with Microsoft Office Products
    • Strong Communications Skills
    • High School graduate with equivalent experience

    Preferred: 

    • Corporate Action 
    • College degree  

    Apply directly for consideration as we are not using any outside agencies for any of our openings

     

    Equal Employment Opportunity:

     

    Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

     

    Job Functions and Work Environment:

     

    While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

     

    The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

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