Axos Bank

  • Trade Processing and Clearance Technician

    Job Locations US-NE-Omaha
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    Job ID
    2019-2964
    Job Type
    Regular Full-Time
  • Description

    Headquartered in Omaha, Nebraska, Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA)and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX (NYSE: AX). 

     

    We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

    • Identify and reconcile trade discrepancies between firms and correspondent/clients by the required settlement date
    • Support TP&C Dept with price corrections and trade related problems
    • Assist in telephone coverage in times of heavy demand or short staff
    • Handle correspondent client orders that rejected and enter new orders or send information back to the point of origin
    • Maintain positive working relationships with correspondent clients, internal departments and external business partners
    • Be conscious and aware of various types of exposure to firm including account monitoring, legal/compliance and system/marketplace exposure
    • General support for correspondent needs

    Key Skill Sets or Knowledge Requirements

    • Successful completion of Series 7 & 63 regulatory examinations
    • Excellent communication skills
    • Independent initiative
    • Ability to work under pressure
    • Must be able to work with other departments to ensure consistent work-flow

    Desired Career Experience & Education Requirements

    • Knowledge of trading systems
    • Knowledge of securities industry rules and regulations concerning trading
    • Proficient in Excel 

    Preferred: 

    • BETA/Refinitive 
    • ACT/ORF/OCC 
    • BA Finance or equivalent industry experience

     

    Apply directly for consideration as we are not using any outside agencies for any of our openings

     

    Equal Employment Opportunity:

     

    Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

     

    Job Functions and Work Environment:

     

    While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

     

    The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

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